James M. Rallo - Dec 20, 2023 Form 4 Insider Report for Xometry, Inc. (XMTR)

Role
Chief Financial Officer
Signature
/s/ Kristie Scott, Attorney-in-Fact
Stock symbol
XMTR
Transactions as of
Dec 20, 2023
Transactions value $
-$143,257
Form type
4
Date filed
12/21/2023, 04:19 PM
Previous filing
Dec 1, 2023
Next filing
Jan 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XMTR Class A Common Stock Options Exercise $18.3K +5K +10.25% $3.65* 53.8K Dec 20, 2023 Direct F1
transaction XMTR Class A Common Stock Sale -$14.9K -480 -0.89% $31.12 53.3K Dec 20, 2023 Direct F2, F3
transaction XMTR Class A Common Stock Sale -$143K -4.41K -8.28% $32.42 48.9K Dec 20, 2023 Direct F2, F4
transaction XMTR Class A Common Stock Sale -$3.58K -109 -0.22% $32.84 48.8K Dec 20, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XMTR Stock Option (Right to Buy) Options Exercise $0 -5K -1.95% $0.00 251K Dec 20, 2023 Class A Common Stock 5K $3.65 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
F2 Represents shares sold in a transaction that was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.61 to $31.54, inclusive. The Reporting Person undertakes to provide to Xometry, Inc., any security holder of Xometry, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the ranges set forth in footnotes (3) and (4) to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.78 to $32.775, inclusive.
F5 One quarter (1/4) of the shares vested on April 13, 2021, and thereafter, the remainder of the shares vest in 36 monthly installments, subject to the Reporting Person's continuous service.