James M. Rallo - 30 Nov 2023 Form 4 Insider Report for Xometry, Inc. (XMTR)

Signature
/s/ Kristie Scott, Attorney-in-Fact
Issuer symbol
XMTR
Transactions as of
30 Nov 2023
Net transactions value
-$100,000
Form type
4
Filing time
01 Dec 2023, 16:18:40 UTC
Previous filing
17 Mar 2023
Next filing
21 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XMTR Class A Common Stock Options Exercise $18,250 +5,000 +10% $3.65* 53,785 30 Nov 2023 Direct F1
transaction XMTR Class A Common Stock Sale $118,250 -5,000 -9.3% $23.65 48,785 30 Nov 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XMTR Stock Option (Right to Buy) Options Exercise $0 -5,000 -1.9% $0.000000 256,177 30 Nov 2023 Class A Common Stock 5,000 $3.65 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
F2 Represents shares sold in a transaction that was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
F3 One quarter (1/4) of the shares vested on April 13, 2021, and thereafter, the remainder of the shares vest in 36 monthly installments, subject to the Reporting Person's continuous service.