James M. Rallo - Nov 30, 2023 Form 4 Insider Report for Xometry, Inc. (XMTR)

Signature
/s/ Kristie Scott, Attorney-in-Fact
Stock symbol
XMTR
Transactions as of
Nov 30, 2023
Transactions value $
-$100,000
Form type
4
Date filed
12/1/2023, 04:18 PM
Previous filing
Mar 17, 2023
Next filing
Dec 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XMTR Class A Common Stock Options Exercise $18.3K +5K +10.25% $3.65* 53.8K Nov 30, 2023 Direct F1
transaction XMTR Class A Common Stock Sale -$118K -5K -9.3% $23.65 48.8K Nov 30, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XMTR Stock Option (Right to Buy) Options Exercise $0 -5K -1.91% $0.00 256K Nov 30, 2023 Class A Common Stock 5K $3.65 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
F2 Represents shares sold in a transaction that was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
F3 One quarter (1/4) of the shares vested on April 13, 2021, and thereafter, the remainder of the shares vest in 36 monthly installments, subject to the Reporting Person's continuous service.