David J. Debrunner - Dec 14, 2023 Form 4 Insider Report for Ally Financial Inc. (ALLY)

Role
VP, CAO, Controller
Signature
/s/ Joyce M. Daniels, attorney-in-fact for Mr. DeBrunner
Stock symbol
ALLY
Transactions as of
Dec 14, 2023
Transactions value $
-$384,750
Form type
4
Date filed
12/15/2023, 04:27 PM
Previous filing
Oct 20, 2023
Next filing
Jan 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALLY Common Stock Sale -$126K -3.75K -3.24% $33.60 112K Dec 14, 2023 Direct F1
transaction ALLY Common Stock Sale -$128K -3.75K -3.35% $34.00 108K Dec 14, 2023 Direct F1
transaction ALLY Common Stock Sale -$131K -3.75K -3.46% $35.00 105K Dec 15, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The reported transactions were executed pursuant to a sales plan designed to comply with Rule 10b5-1 under the Securities and Exchange Act of 1934.