Nelson Chai - Oct 16, 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Financial Officer
Signature
/s/ Carolyn Mo by Power of Attorney for Nelson Chai
Stock symbol
UBER
Transactions as of
Oct 16, 2023
Transactions value $
-$178,482
Form type
4
Date filed
10/18/2023, 06:24 PM
Previous filing
Sep 19, 2023
Next filing
Nov 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock +Options Exercise +3,274 +1.11% 298,906 Oct 16, 2023 Direct F1
transaction UBER Common Stock +Options Exercise +3,457 +1.16% 302,363 Oct 16, 2023 Direct F1
transaction UBER Common Stock +Options Exercise +1,086 +0.36% 303,449 Oct 16, 2023 Direct F1
transaction UBER Common Stock -Tax liability -$74,755 -1,672 -0.55% $44.71 301,777 Oct 16, 2023 Direct F2
transaction UBER Common Stock -Tax liability -$78,913 -1,765 -0.58% $44.71 300,012 Oct 16, 2023 Direct F2
transaction UBER Common Stock -Tax liability -$24,814 -555 -0.18% $44.71 299,457 Oct 16, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units -Options Exercise $0 -3,274 -2.38% $0.00 134,240 Oct 16, 2023 Common Stock 3,274 Direct F1, F3
transaction UBER Restricted Stock Units -Options Exercise $0 -3,457 -3.33% $0.00 100,249 Oct 16, 2023 Common Stock 3,457 Direct F1, F4
transaction UBER Restricted Stock Units -Options Exercise $0 -1,086 -5.55% $0.00 18,465 Oct 16, 2023 Common Stock 1,086 Direct F1, F5

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.
F3 The reporting person was granted 157,159 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.