Nikos Theodosopoulos - 21 Sep 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Nikos Theodosopoulos
Issuer symbol
HTGC
Transactions as of
21 Sep 2023
Net transactions value
+$14,990
Form type
4
Filing time
25 Sep 2023, 16:04:19 UTC
Previous filing
07 Sep 2023
Next filing
27 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $14,990 +923 $16.24 923 21 Sep 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. 308 shares vest on December 20, 2023, 308 shares vest on March 19, 2024 and 307 shares vest on June 20, 2024.