Nikos Theodosopoulos - Sep 21, 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Nikos Theodosopoulos
Stock symbol
HTGC
Transactions as of
Sep 21, 2023
Transactions value $
$14,990
Form type
4
Date filed
9/25/2023, 04:04 PM
Previous filing
Sep 7, 2023
Next filing
Nov 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $15K +923 $16.24 923 Sep 21, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. 308 shares vest on December 20, 2023, 308 shares vest on March 19, 2024 and 307 shares vest on June 20, 2024.