Aguirre DeAnne - Sep 8, 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for DeAnne Aguirre
Stock symbol
HTGC
Transactions as of
Sep 8, 2023
Transactions value $
$44,965
Form type
4
Date filed
9/11/2023, 05:14 PM
Previous filing
Jun 9, 2023
Next filing
Jun 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $45K +2.83K +55.68% $15.90 7.91K Sep 8, 2023 Direct F1
transaction HTGC Common Stock Disposed to Issuer $0 -1.69K -21.41% $0.00 6.21K Sep 8, 2023 Direct F2
transaction HTGC Common Stock Award $0 +1.69K $0.00 1.69K Sep 8, 2023 By Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F2 Shares previously reported as directly owned are now being reported as indirectly owned.
F3 Held by the Aguirre Family 2004 Trust