DeAnne Aguirre - 08 Sep 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for DeAnne Aguirre
Issuer symbol
HTGC
Transactions as of
08 Sep 2023
Net transactions value
+$44,965
Form type
4
Filing time
11 Sep 2023, 17:14:48 UTC
Previous filing
09 Jun 2023
Next filing
03 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $44,965 +2,828 +56% $15.90 7,907 08 Sep 2023 Direct F1
transaction HTGC Common Stock Disposed to Issuer $0 -1,693 -21% $0.000000 6,214 08 Sep 2023 Direct F2
transaction HTGC Common Stock Award $0 +1,693 $0.000000 1,693 08 Sep 2023 By Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F2 Shares previously reported as directly owned are now being reported as indirectly owned.
F3 Held by the Aguirre Family 2004 Trust