Nelson Chai - 16 Aug 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Financial Officer
Signature
/s/ Carolyn Mo by Power of Attorney for Nelson Chai
Issuer symbol
UBER
Transactions as of
16 Aug 2023
Net transactions value
-$174,251
Form type
4
Filing time
18 Aug 2023, 19:35:34 UTC
Previous filing
18 Jul 2023
Next filing
22 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +3,274 +0.84% 391,256 16 Aug 2023 Direct F1
transaction UBER Common Stock Options Exercise +3,457 +0.88% 394,713 16 Aug 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,086 +0.28% 395,799 16 Aug 2023 Direct F1
transaction UBER Common Stock Tax liability $72,983 -1,672 -0.42% $43.65 394,127 16 Aug 2023 Direct F2
transaction UBER Common Stock Tax liability $77,042 -1,765 -0.45% $43.65 392,362 16 Aug 2023 Direct F2
transaction UBER Common Stock Tax liability $24,226 -555 -0.14% $43.65 391,807 16 Aug 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -3,274 -2.3% $0.000000 140,788 16 Aug 2023 Common Stock 3,274 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -3,457 -3.1% $0.000000 107,162 16 Aug 2023 Common Stock 3,457 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -1,086 -5% $0.000000 20,638 16 Aug 2023 Common Stock 1,086 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2023.
F3 The reporting person was granted 157,159 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.