Nelson Chai - 16 Jul 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role: Chief Financial Officer
Signature: /s/ Carolyn Mo by Power of Attorney for Nelson Chai
Issuer symbol: UBER
Transactions as of: 16 Jul 2023
Net transactions value: -$178,642
Form type: 4
Filing time: 18 Jul 2023, 16:47:54 UTC
Previous filing: 21 Jun 2023
Next filing: 18 Aug 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UBER	Common Stock	Options Exercise		+3,275	+0.85%		387,431	16 Jul 2023	Direct	F1
transaction	UBER	Common Stock	Options Exercise		+3,457	+0.89%		390,888	16 Jul 2023	Direct	F1
transaction	UBER	Common Stock	Options Exercise		+1,086	+0.28%		391,974	16 Jul 2023	Direct	F1
transaction	UBER	Common Stock	Tax liability	$74,822	-1,672	-0.43%	$44.75	390,302	16 Jul 2023	Direct	F2
transaction	UBER	Common Stock	Tax liability	$78,984	-1,765	-0.45%	$44.75	388,537	16 Jul 2023	Direct	F2
transaction	UBER	Common Stock	Tax liability	$24,836	-555	-0.14%	$44.75	387,982	16 Jul 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-3,275	-2.2%	$0.000000	144,062	16 Jul 2023	Common Stock	3,275		Direct	F1, F3
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-3,457	-3%	$0.000000	110,619	16 Jul 2023	Common Stock	3,457		Direct	F1, F4
transaction	UBER	Restricted Stock Units	Options Exercise	$0	-1,086	-4.8%	$0.000000	21,724	16 Jul 2023	Common Stock	1,086		Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common stock on a one-for-one basis.
F2	Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2023.
F3	The reporting person was granted 157,159 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4	The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5	The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.