Scott Bluestein - Jul 11, 2023 Form 4/A - Amendment Insider Report for Hercules Capital, Inc. (HTGC)

Signature
/s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein
Stock symbol
HTGC
Transactions as of
Jul 11, 2023
Transactions value $
-$259,003
Form type
4/A - Amendment
Date filed
7/17/2023, 06:07 PM
Date Of Original Report
Jul 13, 2023
Previous filing
May 3, 2023
Next filing
Oct 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability -$122K -7.82K -0.36% $15.55 2.13M Jul 11, 2023 Direct F1
transaction HTGC Common Stock Tax liability -$137K -8.74K -0.41% $15.73 2.13M Jul 12, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Issuer.