Randhawa Paramjeet K - Jun 22, 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Paramjeet K. Randhawa
Stock symbol
HTGC
Transactions as of
Jun 22, 2023
Transactions value $
$59,996
Form type
4
Date filed
6/26/2023, 04:05 PM
Previous filing
Aug 1, 2022
Next filing
Sep 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $60K +4.23K +157.16% $14.17 6.93K Jun 22, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.