Paramjeet K. Randhawa - 22 Jun 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Paramjeet K. Randhawa
Issuer symbol
HTGC
Transactions as of
22 Jun 2023
Net transactions value
+$59,996
Form type
4
Filing time
26 Jun 2023, 16:05:50 UTC
Previous filing
01 Aug 2022
Next filing
11 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $59,996 +4,234 +157% $14.17 6,928 22 Jun 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.