Fallon Thomas J - May 23, 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon
Stock symbol
HTGC
Transactions as of
May 23, 2023
Transactions value $
$2,854
Form type
4
Date filed
5/25/2023, 04:17 PM
Previous filing
Mar 13, 2023
Next filing
Aug 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Disposed to Issuer $0 -186 -2.97% $0.00 6.08K May 23, 2023 Direct F1
transaction HTGC Common Stock Award $2.85K +218 +3.59% $13.09 6.29K May 23, 2023 Direct F2
transaction HTGC Common Stock Award $0 +186 +0.24% $0.00 77.9K May 23, 2023 By Trust F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares previously reported as directly owned are now being reported as indirectly owned
F2 Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
F3 Held by the Fallon Family Revocable Trust