Scott Bluestein - 09 Mar 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Executive Officer
Signature
/s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein
Issuer symbol
HTGC
Transactions as of
09 Mar 2023
Net transactions value
+$758,686
Form type
4
Filing time
13 Mar 2023, 16:13:57 UTC
Previous filing
08 Feb 2023
Next filing
13 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Performance Stock Units Award $758,686 +54,858 +3.4% $13.83 1,669,089 09 Mar 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested Dividend Equivalent Units accrued on Performance Stock Units granted to the Reporting Person which remain outstanding and subject to release on May 2, 2023.