Dara Khosrowshahi - 01 Mar 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Executive Officer, Director
Signature
/s/ Carolyn Mo by Power of Attorney for Dara Khosrowshahi
Issuer symbol
UBER
Transactions as of
01 Mar 2023
Net transactions value
$0
Form type
4
Filing time
03 Mar 2023, 18:41:30 UTC
Previous filing
17 Feb 2023
Next filing
20 Mar 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Award $0 +134,240 $0.000000 134,240 01 Mar 2023 Common Stock 134,240 $0.000000 Direct F1
transaction UBER Stock Option (Right to Buy) Award $0 +402,720 $0.000000 402,720 01 Mar 2023 Common Stock 402,720 $32.99 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was granted 134,240 restricted stock units (RSUs) on March 1, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2024 and 1/4 of the total RSUs vest each anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F2 The reporting person was granted a stock option on March 1, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The option becomes exercisable as to 1/4 of the shares on March 16, 2024, and becomes exercisable as to 1/4 of the shares on each anniversary thereafter.