Dara Khosrowshahi - 16 Mar 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Executive Officer, Director
Signature
/s/ Carolyn Mo by Power of Attorney for Dara Khosrowshahi
Issuer symbol
UBER
Transactions as of
16 Mar 2023
Net transactions value
-$4,187,378
Form type
4
Filing time
20 Mar 2023, 21:54:00 UTC
Previous filing
03 Mar 2023
Next filing
03 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +114,818 +8.1% 1,535,786 16 Mar 2023 Direct F1
transaction UBER Common Stock Options Exercise +35,433 +2.3% 1,571,219 16 Mar 2023 Direct F1
transaction UBER Common Stock Options Exercise +30,413 +1.9% 1,601,632 16 Mar 2023 Direct F1
transaction UBER Common Stock Options Exercise +40,627 +2.5% 1,642,259 16 Mar 2023 Direct F1
transaction UBER Common Stock Tax liability $1,863,221 -56,927 -3.5% $32.73 1,585,332 16 Mar 2023 Direct F2
transaction UBER Common Stock Tax liability $575,001 -17,568 -1.1% $32.73 1,567,764 16 Mar 2023 Direct F2
transaction UBER Common Stock Tax liability $493,536 -15,079 -0.96% $32.73 1,552,685 16 Mar 2023 Direct F2
transaction UBER Common Stock Tax liability $659,280 -20,143 -1.3% $32.73 1,532,542 16 Mar 2023 Direct F2
transaction UBER Common Stock Tax liability $596,341 -18,220 -1.2% $32.73 1,515,192 16 Mar 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -114,818 -100% $0.000000* 0 16 Mar 2023 Common Stock 114,818 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -35,433 -25% $0.000000 106,298 16 Mar 2023 Common Stock 35,433 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -30,413 -33% $0.000000 60,827 16 Mar 2023 Common Stock 30,413 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -40,627 -50% $0.000000 40,626 16 Mar 2023 Common Stock 40,627 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2023.
F3 Includes 870 shares acquired under Uber's stock purchase plan on May 20, 2022.
F4 Consists of 114,818 restricted stock units (RSUs) granted to the reporting person on March 1, 2020 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2023. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 141,731 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2023 and 1/4 of the total RSUs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 121,654 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2022 and 1/4 of the total RUSs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 162,506 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2021 and 1/4 of the total RSUs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.