Gayatri Raman - 13 Dec 2022 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
President, Europe and Asia
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Gayatri Raman
Issuer symbol
CWAN
Transactions as of
13 Dec 2022
Net transactions value
-$2,788,141
Form type
4
Filing time
14 Dec 2022, 16:47:11 UTC
Previous filing
25 Nov 2022
Next filing
04 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $122,710 +9,896 $12.40 9,896 13 Dec 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $345,466 +78,515 +793% $4.40 88,411 13 Dec 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $523,644 +119,010 +135% $4.40 207,421 13 Dec 2022 Direct
transaction CWAN Class A Common Stock Sale $180,633 -9,896 -4.8% $18.25 197,525 13 Dec 2022 Direct F1
transaction CWAN Class A Common Stock Sale $1,434,014 -78,515 -40% $18.26 119,010 13 Dec 2022 Direct F2
transaction CWAN Class A Common Stock Sale $2,165,316 -119,010 -100% $18.19 0 13 Dec 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -9,896 -13% $0.000000 65,104 13 Dec 2022 Class A Common Stock 9,896 $12.40 Direct F4
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -78,515 -30% $0.000000 180,900 13 Dec 2022 Class A Common Stock 78,515 $4.40 Direct F5
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -119,010 -50% $0.000000 120,600 13 Dec 2022 Class A Common Stock 119,010 $4.40 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $18.24 USD to $18.26 USD; the price reported above reflects the weighted average sale price.
F2 This transaction was executed in multiple trades at prices ranging from $18.21 USD to $18.44 USD; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $18.07 USD to $18.29 USD; the price reported above reflects the weighted average sale price.
F4 25% on January 1, 2022, 1/48th thereafter on last day of month for 3 years beginning on 08-Mar-2021
F5 Vests 148,500 share(s) on 02-Nov-2020, 60,300 share(s) on 05-Mar-2021, 60,300 share(s) on 01-Jan-2022, 60,300 share(s) on 01-Jan-2023, 60,300 share(s) on 01-Jan-2024, 60,300 share(s) on 01-Jan-2025
F6 Vests 99,000 share(s) on 02-Nov-2020, 40,200 share(s) on 16-Mar-2021, 40,200 share(s) on 16-Mar-2022, 40,200 share(s) on 16-Mar-2023, 40,200 share(s) on 16-Mar-2024, 40,200 share(s) on 16-Mar-2025