Gayatri Raman - Nov 22, 2022 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Gayatri Raman
Stock symbol
CWAN
Transactions as of
Nov 22, 2022
Transactions value $
-$1,494,277
Form type
4
Date filed
11/25/2022, 03:17 PM
Previous filing
Nov 22, 2022
Next filing
Dec 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $48.4K +11K $4.40 11K Nov 22, 2022 Direct
transaction CWAN Class A Common Stock Sale -$198K -11K -100% $18.01 0 Nov 22, 2022 Direct F3
transaction CWAN Class A Common Stock Options Exercise $132K +30K $4.40 30K Nov 23, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $248K +20K +66.67% $12.40 50K Nov 23, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $248K +20K +40% $12.40 70K Nov 23, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $33.6K +7.65K +10.92% $4.40 77.6K Nov 23, 2022 Direct
transaction CWAN Class A Common Stock Sale -$358K -20K -25.76% $17.92 57.6K Nov 23, 2022 Direct F4
transaction CWAN Class A Common Stock Sale -$139K -7.65K -13.27% $18.13 50K Nov 23, 2022 Direct F5
transaction CWAN Class A Common Stock Sale -$361K -20K -40% $18.04 30K Nov 23, 2022 Direct F6
transaction CWAN Class A Common Stock Sale -$541K -30K -100% $18.03 0 Nov 23, 2022 Direct F7
transaction CWAN Class A Common Stock Options Exercise $176K +40K $4.40 40K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $124K +10K +25% $12.40 50K Nov 25, 2022 Direct
transaction CWAN Class A Common Stock Sale -$181K -10K -20% $18.14 40K Nov 25, 2022 Direct F1
transaction CWAN Class A Common Stock Sale -$726K -40K -100% $18.15 0 Nov 25, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -11K -3.16% $0.00 337K Nov 22, 2022 Class A Common Stock 11K $4.40 Direct F9
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -20K -16% $0.00 105K Nov 23, 2022 Class A Common Stock 20K $12.40 Direct F8
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -20K -19.05% $0.00 85K Nov 23, 2022 Class A Common Stock 20K $12.40 Direct F8
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -30K -8.9% $0.00 307K Nov 23, 2022 Class A Common Stock 30K $4.40 Direct F9
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -7.65K -2.49% $0.00 299K Nov 23, 2022 Class A Common Stock 7.65K $4.40 Direct F9
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -10K -11.76% $0.00 75K Nov 25, 2022 Class A Common Stock 10K $12.40 Direct F8
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -40K -13.36% $0.00 259K Nov 25, 2022 Class A Common Stock 40K $4.40 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $18.14 USD to $18.14 USD; the price reported above reflects the weighted average sale price.
F2 This transaction was executed in multiple trades at prices ranging from $18.02 USD to $18.25 USD; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $18.00 USD to $18.08 USD; the price reported above reflects the weighted average sale price.
F4 This transaction was executed in multiple trades at prices ranging from $17.87 USD to $17.97 USD; the price reported above reflects the weighted average sale price.
F5 This transaction was executed in multiple trades at prices ranging from $18.02 USD to $18.37 USD; the price reported above reflects the weighted average sale price.
F6 This transaction was executed in multiple trades at prices ranging from $18.00 USD to $18.14 USD; the price reported above reflects the weighted average sale price.
F7 This transaction was executed in multiple trades at prices ranging from $17.90 USD to $18.17 USD; the price reported above reflects the weighted average sale price.
F8 Vests 25% on January 1, 2022, 1/48th thereafter on last day of month for 3 years beginning on 08-Mar-2021
F9 Vests 148,500 share(s) on 02-Nov-2020, 60,300 share(s) on 05-Mar-2021, 60,300 share(s) on 01-Jan-2022, 60,300 share(s) on 01-Jan-2023, 60,300 share(s) on 01-Jan-2024, 60,300 share(s) on 01-Jan-2025