Gayatri Raman - 22 Nov 2022 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
President, Europe and Asia
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Gayatri Raman
Issuer symbol
CWAN
Transactions as of
22 Nov 2022
Net transactions value
-$1,494,277
Form type
4
Filing time
25 Nov 2022, 15:17:50 UTC
Previous filing
22 Nov 2022
Next filing
14 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $48,418 +11,004 $4.40 11,004 22 Nov 2022 Direct
transaction CWAN Class A Common Stock Sale $198,219 -11,004 -100% $18.01 0 22 Nov 2022 Direct F3
transaction CWAN Class A Common Stock Options Exercise $132,000 +30,000 $4.40 30,000 23 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $248,000 +20,000 +67% $12.40 50,000 23 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $248,000 +20,000 +40% $12.40 70,000 23 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $33,647 +7,647 +11% $4.40 77,647 23 Nov 2022 Direct
transaction CWAN Class A Common Stock Sale $358,358 -20,000 -26% $17.92 57,647 23 Nov 2022 Direct F4
transaction CWAN Class A Common Stock Sale $138,612 -7,647 -13% $18.13 50,000 23 Nov 2022 Direct F5
transaction CWAN Class A Common Stock Sale $360,732 -20,000 -40% $18.04 30,000 23 Nov 2022 Direct F6
transaction CWAN Class A Common Stock Sale $540,924 -30,000 -100% $18.03 0 23 Nov 2022 Direct F7
transaction CWAN Class A Common Stock Options Exercise $176,000 +40,000 $4.40 40,000 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Options Exercise $124,000 +10,000 +25% $12.40 50,000 25 Nov 2022 Direct
transaction CWAN Class A Common Stock Sale $181,400 -10,000 -20% $18.14 40,000 25 Nov 2022 Direct F1
transaction CWAN Class A Common Stock Sale $726,096 -40,000 -100% $18.15 0 25 Nov 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -11,004 -3.2% $0.000000 337,062 22 Nov 2022 Class A Common Stock 11,004 $4.40 Direct F9
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -20,000 -16% $0.000000 105,000 23 Nov 2022 Class A Common Stock 20,000 $12.40 Direct F8
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -20,000 -19% $0.000000 85,000 23 Nov 2022 Class A Common Stock 20,000 $12.40 Direct F8
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -30,000 -8.9% $0.000000 307,062 23 Nov 2022 Class A Common Stock 30,000 $4.40 Direct F9
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -7,647 -2.5% $0.000000 299,415 23 Nov 2022 Class A Common Stock 7,647 $4.40 Direct F9
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -10,000 -12% $0.000000 75,000 25 Nov 2022 Class A Common Stock 10,000 $12.40 Direct F8
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -40,000 -13% $0.000000 259,415 25 Nov 2022 Class A Common Stock 40,000 $4.40 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $18.14 USD to $18.14 USD; the price reported above reflects the weighted average sale price.
F2 This transaction was executed in multiple trades at prices ranging from $18.02 USD to $18.25 USD; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $18.00 USD to $18.08 USD; the price reported above reflects the weighted average sale price.
F4 This transaction was executed in multiple trades at prices ranging from $17.87 USD to $17.97 USD; the price reported above reflects the weighted average sale price.
F5 This transaction was executed in multiple trades at prices ranging from $18.02 USD to $18.37 USD; the price reported above reflects the weighted average sale price.
F6 This transaction was executed in multiple trades at prices ranging from $18.00 USD to $18.14 USD; the price reported above reflects the weighted average sale price.
F7 This transaction was executed in multiple trades at prices ranging from $17.90 USD to $18.17 USD; the price reported above reflects the weighted average sale price.
F8 Vests 25% on January 1, 2022, 1/48th thereafter on last day of month for 3 years beginning on 08-Mar-2021
F9 Vests 148,500 share(s) on 02-Nov-2020, 60,300 share(s) on 05-Mar-2021, 60,300 share(s) on 01-Jan-2022, 60,300 share(s) on 01-Jan-2023, 60,300 share(s) on 01-Jan-2024, 60,300 share(s) on 01-Jan-2025