Daniel J. Beck - 01 Dec 2022 Form 4 Insider Report for SVB FINANCIAL GROUP

Role: Chief Financial Officer
Signature: /s/Desiree Combs, Attorney-in-Fact for Daniel Beck
Issuer symbol: N/A
Transactions as of: 01 Dec 2022
Net transactions value: -$122,293
Form type: 4
Filing time: 05 Dec 2022, 14:04:25 UTC
Previous filing: 05 May 2022
Next filing: 20 Jan 2023
SEC: View on sec.gov

Key filing fact

Daniel J. Beck filed Form 4 for SVB FINANCIAL GROUP on 05 Dec 2022.

Key facts

This page summarizes Daniel J. Beck's Form 4 filing for SVB FINANCIAL GROUP.
2 reported transactions and 0 derivative rows are listed below.
Filing timestamp: 05 Dec 2022, 14:04.

Change

Previous filing in this sequence was filed on 05 May 2022.
Current net transaction value: -$122,293.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

SIVB transaction

Common Stock

Award

Transaction value: $12,087
Shares: +36
Change %: +0.68%
Price: $335.74
Shares after: 5,331
Date: 30 Jun 2022
Ownership: Direct
Footnotes: F1

SIVB transaction

Common Stock

Sale

Transaction value: $134,380
Shares: -580
Change %: -11%
Price: $231.69
Shares after: 4,751
Date: 01 Dec 2022
Ownership: Direct

SIVB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 35
Date: 01 Dec 2022
Ownership: By 401(k)/ESOP
Footnotes: F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2	The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2022.

Remarks:

All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 25,2022.