Key facts
- This page summarizes Daniel J. Beck's Form 4 filing for SVB FINANCIAL GROUP.
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 05 Dec 2022, 14:04.
Daniel J. Beck - 01 Dec 2022 Form 4 Insider Report for SVB FINANCIAL GROUP
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- N/A
- Reported as of
- 01 Dec 2022
- Net transaction value
- -$122,293
- SEC form
- 4
- Accepted by SEC
- 05 Dec 2022, 14:04:25 UTC
- Prior SEC filing
- 05 May 2022
- Next SEC filing
- 20 Jan 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/Desiree Combs, Attorney-in-Fact for Daniel Beck
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel J. Beck filed Form 4 for SVB FINANCIAL GROUP on 05 Dec 2022.
Change
- Previous filing in this sequence was filed on 05 May 2022.
- Current net transaction value: -$122,293.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SIVB
transaction
Common Stock
Award
- Transaction value
- $12,087
- Shares
- +36
- Change %
- +0.68%
- Price
- $335.74
- Shares after
- 5,331
- Date
- 30 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
SIVB
transaction
Common Stock
Sale
- Transaction value
- $134,380
- Shares
- -580
- Change %
- -11%
- Price
- $231.69
- Shares after
- 4,751
- Date
- 01 Dec 2022
- Ownership
- Direct
SIVB
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 35
- Date
- 01 Dec 2022
- Ownership
- By 401(k)/ESOP
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
Footnote F2
The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2022.
SEC remarks
All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 25,2022.