Daniel Beck - May 3, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
Chief Financial Officer
Signature
/s/Wei Sun, Attorney-in-Fact for Daniel Beck
Stock symbol
SIVB
Transactions as of
May 3, 2022
Transactions value $
-$43,573
Form type
4
Date filed
5/5/2022, 06:21 PM
Previous filing
May 4, 2022
Next filing
Dec 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise +178 +3.42% 5.38K May 3, 2022 Direct F1
transaction SIVB Common Stock Tax liability -$43.6K -85 -1.58% $512.62 5.3K May 3, 2022 Direct F2
holding SIVB Common Stock 35 May 3, 2022 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Restricted Stock Unit Options Exercise $0 -178 -25.04% $0.00 533 May 3, 2022 Common Stock 178 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F2 Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
F3 25%/4yr beginning on 03-May-2021.