Scott Bluestein - 21 Nov 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Executive Officer
Signature
/s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein
Issuer symbol
HTGC
Transactions as of
21 Nov 2022
Net transactions value
-$1,416,000
Form type
4
Filing time
22 Nov 2022, 15:38:54 UTC
Previous filing
21 Nov 2022
Next filing
13 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Sale $1,416,000 -100,000 -9.6% $14.16 946,621 21 Nov 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2022.
F2 Average sale price. Shares sold at prices between $14.09 and $14.33.