Scott Bluestein - Nov 21, 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Executive Officer
Signature
/s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein
Stock symbol
HTGC
Transactions as of
Nov 21, 2022
Transactions value $
-$1,416,000
Form type
4
Date filed
11/22/2022, 03:38 PM
Previous filing
Nov 21, 2022
Next filing
Jan 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Sale -$1.42M -100K -9.55% $14.16 947K Nov 21, 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2022.
F2 Average sale price. Shares sold at prices between $14.09 and $14.33.