Gayle A. Crowell - 17 Nov 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Gayle Crowell
Issuer symbol
HTGC
Transactions as of
17 Nov 2022
Net transactions value
+$15,108
Form type
4
Filing time
21 Nov 2022, 15:07:52 UTC
Previous filing
18 Aug 2022
Next filing
02 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $3,093 +220 +0.74% $14.06 29,863 17 Nov 2022 Direct F1
transaction HTGC Common Stock Award $12,014 +839 +2.8% $14.32 30,703 17 Nov 2022 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
F2 Shares acquired as dividend reinvestment shares.
F3 Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by 1 share.