Gayle A. Crowell - Nov 17, 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Gayle Crowell
Stock symbol
HTGC
Transactions as of
Nov 17, 2022
Transactions value $
$15,108
Form type
4
Date filed
11/21/2022, 03:07 PM
Previous filing
Aug 18, 2022
Next filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $3.09K +220 +0.74% $14.06 29.9K Nov 17, 2022 Direct F1
transaction HTGC Common Stock Award $12K +839 +2.81% $14.32 30.7K Nov 17, 2022 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
F2 Shares acquired as dividend reinvestment shares.
F3 Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by 1 share.