Loo Wade - May 24, 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Wade Loo
Stock symbol
HTGC
Transactions as of
May 24, 2022
Transactions value $
$541
Form type
4
Date filed
5/26/2022, 05:26 PM
Previous filing
Mar 24, 2022
Next filing
Jun 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Disposed to Issuer $0 -813 -69.13% $0.00 363 May 24, 2022 Direct F1
transaction HTGC Common Stock Award $0 +813 $0.00 813 May 24, 2022 By Trust F1, F2
transaction HTGC Common Stock Award $153 +11 +3.03% $13.88 374 May 24, 2022 Direct F3
transaction HTGC Common Stock Award $389 +28 +3.44% $13.88 841 May 24, 2022 By Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 813 shares previously reported as directly owned are now being reported as indirectly owned
F2 Held by the Loo Revocable Trust
F3 Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.