Thomas J. Fallon - 12 May 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon
Issuer symbol
HTGC
Transactions as of
12 May 2022
Net transactions value
+$148,800
Form type
4
Filing time
13 May 2022, 16:11:15 UTC
Previous filing
18 Mar 2022
Next filing
26 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Disposed to Issuer $0 -7,231 -50% $0.000000 7,231 12 May 2022 Direct F1
transaction HTGC Common Stock Purchase $148,800 +10,000 +19% $14.88 61,604 12 May 2022 By Trust F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 51,604 shares previously reported as directly owned are now being reported as indirectly owned.
F2 Average sale price. Shares sold at prices between $14.88 and $14.89.
F3 Held by the Fallon Family Revocable Trust