Fallon Thomas J - May 12, 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon
Stock symbol
HTGC
Transactions as of
May 12, 2022
Transactions value $
$148,800
Form type
4
Date filed
5/13/2022, 04:11 PM
Previous filing
Mar 18, 2022
Next filing
May 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Disposed to Issuer $0 -7.23K -50% $0.00 7.23K May 12, 2022 Direct F1
transaction HTGC Common Stock Purchase $149K +10K +19.38% $14.88 61.6K May 12, 2022 By Trust F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 51,604 shares previously reported as directly owned are now being reported as indirectly owned.
F2 Average sale price. Shares sold at prices between $14.88 and $14.89.
F3 Held by the Fallon Family Revocable Trust