Michael Zuckert - May 3, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
General Counsel
Signature
/s/Wei Sun, Attorney-in-Fact for Michael Zuckert
Stock symbol
SIVB
Transactions as of
May 3, 2022
Transactions value $
-$32,808
Form type
4
Date filed
5/5/2022, 07:34 PM
Previous filing
May 4, 2022
Next filing
Jan 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise +131 +1.19% 11.1K May 3, 2022 Direct F1
transaction SIVB Common Stock Tax liability -$32.8K -64 -0.58% $512.62 11.1K May 3, 2022 Direct F2
holding SIVB Common Stock 117 May 3, 2022 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Restricted Stock Unit Options Exercise $0 -131 -25.14% $0.00 390 May 3, 2022 Common Stock 131 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
F2 Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
F3 25%/4yr beginning on 03-May-2021.