Glen Ceremony - 16 Apr 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Accounting Officer and Global Corporate Controller
Signature
/s/ Tammy Albarran by Power of Attorney for Glen Ceremony
Issuer symbol
UBER
Transactions as of
16 Apr 2022
Net transactions value
-$97,746
Form type
4
Filing time
19 Apr 2022, 21:52:04 UTC
Previous filing
18 Mar 2022
Next filing
18 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1,440 +1.2% 117,688 16 Apr 2022 Direct F1
transaction UBER Common Stock Options Exercise +722 +0.61% 118,410 16 Apr 2022 Direct F1
transaction UBER Common Stock Options Exercise +579 +0.49% 118,989 16 Apr 2022 Direct F1
transaction UBER Common Stock Options Exercise +651 +0.55% 119,640 16 Apr 2022 Direct F1
transaction UBER Common Stock Tax liability $23,334 -714 -0.6% $32.68 118,926 16 Apr 2022 Direct F2
transaction UBER Common Stock Tax liability $11,699 -358 -0.3% $32.68 118,568 16 Apr 2022 Direct F2
transaction UBER Common Stock Tax liability $9,412 -288 -0.24% $32.68 118,280 16 Apr 2022 Direct F2
transaction UBER Common Stock Tax liability $10,556 -323 -0.27% $32.68 117,957 16 Apr 2022 Direct F2
transaction UBER Common Stock Tax liability $41,602 -1,273 -1.1% $32.68 116,684 16 Apr 2022 Direct F2
transaction UBER Common Stock Tax liability $1,144 -35 -0.03% $32.68 116,649 16 Apr 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1,440 -2.1% $0.000000 67,697 16 Apr 2022 Common Stock 1,440 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -722 -2.7% $0.000000 25,987 16 Apr 2022 Common Stock 722 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -579 -2.8% $0.000000 20,275 16 Apr 2022 Common Stock 579 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -651 -4.2% $0.000000 14,950 16 Apr 2022 Common Stock 651 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -3,250 -100% $0.000000* 0 16 Mar 2022 Common Stock 3,250 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 16, 2022.
F3 The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 13,000 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 25% of the total RSUs on September 16, 2020 and every six months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. The Form 4 previously filed on March 18, 2022 contained an incorrect vesting schedule and mistakenly noted 15,601 derivative securities beneficially owned.

Remarks:

Chief Accounting Officer and Global Corporate Controller