Glen Ceremony - 16 Mar 2022 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Accounting Officer and Global Corporate Controller.
Signature
/s/ Tammy Albarran by Power of Attorney for Glen Ceremony
Issuer symbol
UBER
Transactions as of
16 Mar 2022
Net transactions value
-$179,485
Form type
4
Filing time
18 Mar 2022, 21:59:09 UTC
Previous filing
03 Mar 2022
Next filing
19 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +3,250 +2.9% 115,798 16 Mar 2022 Direct F1
transaction UBER Common Stock Options Exercise +4,002 +3.5% 119,800 16 Mar 2022 Direct F1
transaction UBER Common Stock Options Exercise +722 +0.6% 120,522 16 Mar 2022 Direct F1
transaction UBER Common Stock Options Exercise +580 +0.48% 121,102 16 Mar 2022 Direct F1
transaction UBER Common Stock Options Exercise +650 +0.54% 121,752 16 Mar 2022 Direct F1
transaction UBER Common Stock Tax liability $10,533 -323 -0.27% $32.61 121,429 16 Mar 2022 Direct F2
transaction UBER Common Stock Tax liability $52,567 -1,612 -1.3% $32.61 119,817 16 Mar 2022 Direct F2
transaction UBER Common Stock Tax liability $52,698 -1,616 -1.3% $32.61 118,201 16 Mar 2022 Direct F2
transaction UBER Common Stock Tax liability $1,141 -35 -0.03% $32.61 118,166 16 Mar 2022 Direct F2
transaction UBER Common Stock Tax liability $11,674 -358 -0.3% $32.61 117,808 16 Mar 2022 Direct F2
transaction UBER Common Stock Tax liability $41,480 -1,272 -1.1% $32.61 116,536 16 Mar 2022 Direct F2
transaction UBER Common Stock Tax liability $9,392 -288 -0.25% $32.61 116,248 16 Mar 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -4,002 -20% $0.000000 16,010 16 Mar 2022 Common Stock 4,002 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -3,250 -17% $0.000000 15,601 16 Mar 2022 Common Stock 3,250 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -722 -2.6% $0.000000 26,709 16 Mar 2022 Common Stock 722 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -580 -2.7% $0.000000 20,854 16 Mar 2022 Common Stock 580 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -650 -4% $0.000000 15,601 16 Mar 2022 Common Stock 650 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.
F3 The reporting person was granted 24,015 restricted stock units (RSUs) on September 1, 2021. The vesting schedule is as follows: 1/6 of the total RSUs vest on December 16, 2021 and 1/6 of the total RSUs vest each 3 month anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issue.
F7 The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Accounting Officer and Global Corporate Controller.