R. David Rosato - 17 Feb 2022 Form 4 Insider Report for People's United Financial, Inc.

Role
Sr EVP and CFO
Signature
/s/ R. David Rosato
Issuer symbol
N/A
Transactions as of
17 Feb 2022
Net transactions value
$0
Form type
4
Filing time
18 Feb 2022, 10:40:33 UTC
Previous filing
11 Jan 2022
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBCT Common Stock Award $0 +21,161 +15% $0.000000 162,680 17 Feb 2022 Direct F1, F2
holding PBCT Common Stock 355 17 Feb 2022 IRA f/b/o Dana Rosato
holding PBCT Common Stock 120 17 Feb 2022 IRA f/b/o Kevin Rosato
holding PBCT Series A Nonconvertible Perpetual Preferred Stock 3,232 17 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBCT Employee Option to Buy Award $0 +29,493 $0.000000 29,493 17 Feb 2022 Common Stock 29,493 $20.93 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These are restricted shares that vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).
F2 Includes 5,047 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 49 shares acquired through dividend reinvestment). Information based on 12/31/21 Plan statement.
F3 Exercisable in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).