R. David Rosato - Jan 10, 2022 Form 4 Insider Report for People's United Financial, Inc. (PBCT)

Role
Sr EVP and CFO
Signature
/s/ R. David Rosato
Stock symbol
PBCT
Transactions as of
Jan 10, 2022
Transactions value $
-$130,541
Form type
4
Date filed
1/11/2022, 01:44 PM
Previous filing
Jan 7, 2022
Next filing
Feb 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBCT Common Stock Options Exercise $603K +43.4K +32.33% $13.90 177K Jan 10, 2022 Direct
transaction PBCT Common Stock Tax liability -$733K -35.9K -20.26% $20.40 142K Jan 10, 2022 Direct F1
holding PBCT Common Stock 355 Jan 10, 2022 IRA f/b/o Dana Rosato
holding PBCT Common Stock 120 Jan 10, 2022 IRA f/b/o Kevin Rosato
holding PBCT Series A Nonconvertible Perpetual Preferred Stock 3.23K Jan 10, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBCT Employee Option to Buy Options Exercise $0 -43.4K -100% $0.00* 0 Jan 10, 2022 Common Stock 43.4K $13.90 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,047 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 49 shares acquired through dividend reinvestment). Information based on 12/31/2021 Plan statement.
F2 Exercisable on 3/1/2015 (33 1/3%); 3/1/2016 (33 1/3%); and 3/1/2017 (33 1/3%).