R. David Rosato - 10 Jan 2022 Form 4 Insider Report for People's United Financial, Inc.

Role
Sr EVP and CFO
Signature
/s/ R. David Rosato
Issuer symbol
N/A
Transactions as of
10 Jan 2022
Net transactions value
-$130,541
Form type
4
Filing time
11 Jan 2022, 13:44:13 UTC
Previous filing
07 Jan 2022
Next filing
18 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBCT Common Stock Options Exercise $602,798 +43,359 +32% $13.90 177,467 10 Jan 2022 Direct
transaction PBCT Common Stock Tax liability $733,339 -35,948 -20% $20.40 141,519 10 Jan 2022 Direct F1
holding PBCT Common Stock 355 10 Jan 2022 IRA f/b/o Dana Rosato
holding PBCT Common Stock 120 10 Jan 2022 IRA f/b/o Kevin Rosato
holding PBCT Series A Nonconvertible Perpetual Preferred Stock 3,232 10 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBCT Employee Option to Buy Options Exercise $0 -43,359 -100% $0.000000* 0 10 Jan 2022 Common Stock 43,359 $13.90 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,047 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 49 shares acquired through dividend reinvestment). Information based on 12/31/2021 Plan statement.
F2 Exercisable on 3/1/2015 (33 1/3%); 3/1/2016 (33 1/3%); and 3/1/2017 (33 1/3%).