Michelle Draper - Jan 31, 2022 Form 4 Insider Report for SVB FINANCIAL GROUP (SIVB)

Role
Chief Marketing Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Michelle Draper
Stock symbol
SIVB
Transactions as of
Jan 31, 2022
Transactions value $
-$2,789,459
Form type
4
Date filed
2/2/2022, 03:37 PM
Previous filing
Jan 21, 2022
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Tax liability -$750K -1.29K -16.3% $583.90* 6.6K Jan 31, 2022 Direct F1
transaction SIVB Common Stock Tax liability -$429K -734 -11.12% $583.90* 5.86K Jan 31, 2022 Direct F1
transaction SIVB Common Stock Sale -$161K -268 -4.57% $600.00* 5.6K Feb 1, 2022 Direct
transaction SIVB Common Stock Sale -$1.48M -2.55K -45.5% $580.50* 3.05K Feb 1, 2022 Direct
transaction SIVB Common Stock Options Exercise $28.2K +268 +8.79% $105.18 3.32K Feb 1, 2022 Direct
holding SIVB Common Stock 137 Jan 31, 2022 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -268 -9.08% $0.00 2.68K Feb 1, 2022 Common Stock 268 $105.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by Issuer for payment of tax liability incurred upon vesting of performance restricted stock units.

Remarks:

All February 1, 2022 transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective December 3, 2021.