Michelle Draper - 31 Jan 2022 Form 4 Insider Report for SVB FINANCIAL GROUP

Role
Chief Marketing Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Michelle Draper
Issuer symbol
N/A
Transactions as of
31 Jan 2022
Net transactions value
-$2,789,459
Form type
4
Filing time
02 Feb 2022, 15:37:38 UTC
Previous filing
21 Jan 2022
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Tax liability $750,312 -1,285 -16% $583.90* 6,598 31 Jan 2022 Direct F1
transaction SIVB Common Stock Tax liability $428,583 -734 -11% $583.90* 5,864 31 Jan 2022 Direct F1
transaction SIVB Common Stock Sale $160,800 -268 -4.6% $600.00* 5,596 01 Feb 2022 Direct
transaction SIVB Common Stock Sale $1,477,953 -2,546 -45% $580.50* 3,050 01 Feb 2022 Direct
transaction SIVB Common Stock Options Exercise $28,188 +268 +8.8% $105.18 3,318 01 Feb 2022 Direct
holding SIVB Common Stock 137 31 Jan 2022 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -268 -9.1% $0.000000 2,683 01 Feb 2022 Common Stock 268 $105.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by Issuer for payment of tax liability incurred upon vesting of performance restricted stock units.

Remarks:

All February 1, 2022 transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective December 3, 2021.