Michelle Draper - 19 Jan 2022 Form 4 Insider Report for SVB FINANCIAL GROUP

Role
Chief Marketing Officer
Signature
/s/Desiree Combs, Attorney-in-Fact for Michelle Draper
Issuer symbol
N/A
Transactions as of
19 Jan 2022
Net transactions value
$0
Form type
4
Filing time
21 Jan 2022, 17:30:46 UTC
Previous filing
05 Jan 2022
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Award +3,085 +93% 6,403 19 Jan 2022 Direct F1, F2
transaction SIVB Common Stock Award +1,480 +23% 7,883 19 Jan 2022 Direct F1, F2
holding SIVB Common Stock 137 19 Jan 2022 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Performance Restricted Stock Unit Options Exercise $0 -3,085 -100% $0.000000* 0 19 Jan 2022 Common Stock 3,085 Direct F1, F2
transaction SIVB Performance Restricted Stock Unit Options Exercise $0 -1,480 -100% $0.000000* 0 19 Jan 2022 Common Stock 1,480 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 To the extent deemed earned on January 19, 2022, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2022.
F2 Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.