Stephen S. Schwartz - Feb 1, 2022 Form 4 Insider Report for SPIRE INC (SR)

Role
Director
Signature
/s/ Ellen Theroff, Attorney-in-Fact for Stephen S. Schwartz
Stock symbol
SR
Transactions as of
Feb 1, 2022
Transactions value $
$120,021
Form type
4
Date filed
2/2/2022, 11:18 AM
Previous filing
Nov 19, 2021
Next filing
Nov 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SR Common Stock 1.47K Feb 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SR Phantom Stock Award $24K +362 +11.75% $66.31 3.44K Feb 1, 2022 Common Stock 362 Direct F1
transaction SR Phantom Stock Award $24K +362 +10.52% $66.31 3.8K Feb 1, 2022 Common Stock 362 Direct F2
transaction SR Phantom Stock Award $24K +362 +9.52% $66.31 4.17K Feb 1, 2022 Common Stock 362 Direct F3
transaction SR Phantom Stock Award $24K +362 +8.69% $66.31 4.53K Feb 1, 2022 Common Stock 362 Direct F4
transaction SR Phantom Stock Award $24K +362 +7.99% $66.31 4.89K Feb 1, 2022 Common Stock 362 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2025.
F2 Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2026.
F3 Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2027.
F4 Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2028.
F5 Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 362 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 1, 2022. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2029.