Stephen S. Schwartz - Nov 17, 2021 Form 4 Insider Report for Brooks Automation, Inc. (AZTA)

Role
CEO, Director
Signature
/s/ Jason W. Joseph, Attorney-in-fact for Stephen S. Schwartz
Stock symbol
AZTA
Transactions as of
Nov 17, 2021
Transactions value $
-$4,931,934
Form type
4
Date filed
11/19/2021, 03:14 PM
Previous filing
Nov 17, 2021
Next filing
Feb 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AZTA Common Stock Sale -$4.12M -34.5K -8.21% $119.27 386K Nov 17, 2021 Direct F1, F2
transaction AZTA Common Stock Sale -$812K -6.81K -1.76% $119.27 379K Nov 17, 2021 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 80,346 performance-based units held by the reporting person and previously reported on Form 4.
F2 Represents the weighted average price for shares sold between November 16, 2021 and November 17, 2021 at a range between $114.73 and $121.43. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
F3 Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2021 of 16,198 restricted stock units from three grants held by the reporting person and previously reported on Form 4.