Scott Bluestein - Jan 13, 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Executive Officer
Signature
/s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein
Stock symbol
HTGC
Transactions as of
Jan 13, 2022
Transactions value $
-$234,886
Form type
4
Date filed
1/18/2022, 04:42 PM
Previous filing
Jan 14, 2022
Next filing
Feb 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability -$185K -10.4K -0.94% $17.73 1.1M Jan 13, 2022 Direct F1
transaction HTGC Common Stock Tax liability -$50.1K -2.84K -0.26% $17.63 1.1M Jan 17, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2022.
F2 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 17, 2022.