Patrick Spence - 06 Jan 2022 Form 4 Insider Report for Sonos Inc (SONO)

Role
Chief Executive Officer, Director
Signature
/s/ Robert Capilupi by power of attorney
Issuer symbol
SONO
Transactions as of
06 Jan 2022
Net transactions value
+$427,040
Form type
4
Filing time
10 Jan 2022, 16:30:01 UTC
Previous filing
05 Jan 2022
Next filing
20 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONO Common Stock Options Exercise $15.44 +1 +0% $15.44 541,007 06 Jan 2022 Direct F1
transaction SONO Common Stock Options Exercise $106,738 +7,104 +1.3% $15.02 548,111 06 Jan 2022 Direct F1
transaction SONO Common Stock Options Exercise $27,070 +5,414 +0.99% $5.00 553,525 06 Jan 2022 Direct F1
transaction SONO Common Stock Options Exercise $99,987 +8,868 +1.6% $11.28 562,393 06 Jan 2022 Direct F1
transaction SONO Common Stock Options Exercise $193,230 +14,250 +2.5% $13.56 576,643 06 Jan 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -1 -0% $0.000000 437,499 06 Jan 2022 Common Stock 1 $15.44 Direct F1, F2
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -7,104 -4.5% $0.000000 151,736 06 Jan 2022 Common Stock 7,104 $15.02 Direct F1, F3
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -1,330 -100% $0.000000* 0 06 Jan 2022 Common Stock 1,330 $13.56 Direct F1, F3
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -10,538 -100% $0.000000* 0 06 Jan 2022 Common Stock 10,538 $13.56 Direct F1, F3
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -2,382 -100% $0.000000 10 06 Jan 2022 Common Stock 2,382 $13.56 Direct F1, F3
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -8,868 -100% $0.000000* 0 06 Jan 2022 Common Stock 8,868 $11.28 Direct F1, F3
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -5,414 -100% $0.000000* 0 06 Jan 2022 Common Stock 5,414 $5.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2 The stock option vested as to 1/2 of the total number of shares subject to the stock option on November 15, 2021 and will vest as to the remaining 1/2 of the total number of shares subject to the stock option on November 15, 2022, subject to the continuing employment of the Reporting Person on such vesting date.
F3 The stock option is fully vested.