Key facts
- This page summarizes Patrick Spence's Form 4 filing for Sonos Inc (SONO).
- 14 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 05 Jan 2022, 15:27.
Patrick Spence - 03 Jan 2022 Form 4 Insider Report for Sonos Inc (SONO)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- SONO
- Reported as of
- 03 Jan 2022
- Net transaction value
- -$9,166,192
- SEC form
- 4
- Accepted by SEC
- 05 Jan 2022, 15:27:45 UTC
- Prior SEC filing
- 17 Nov 2021
- Next SEC filing
- 10 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert Capilupi by power of attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Patrick Spence filed Form 4 for Sonos Inc (SONO) on 05 Jan 2022.
Change
- Previous filing in this sequence was filed on 17 Nov 2021.
- Current net transaction value: -$9,166,192.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SONO
transaction
Common Stock
Options Exercise
- Transaction value
- $8,122,359
- Shares
- +598,994
- Change %
- +169%
- Price
- $13.56
- Shares after
- 953,105
- Date
- 03 Jan 2022
- Ownership
- Direct
- Footnotes
- F1
SONO
transaction
Common Stock
Options Exercise
- Transaction value
- $579,900
- Shares
- +115,980
- Change %
- +12%
- Price
- $5.00
- Shares after
- 1,069,085
- Date
- 03 Jan 2022
- Ownership
- Direct
- Footnotes
- F1
SONO
transaction
Common Stock
Options Exercise
- Transaction value
- $1,191,880
- Shares
- +105,710
- Change %
- +9.9%
- Price
- $11.28
- Shares after
- 1,174,795
- Date
- 03 Jan 2022
- Ownership
- Direct
- Footnotes
- F1
SONO
transaction
Common Stock
Sale
- Transaction value
- $2,288,343
- Shares
- -76,256
- Change %
- -6.5%
- Price
- $30.01
- Shares after
- 1,098,539
- Date
- 03 Jan 2022
- Ownership
- Direct
- Footnotes
- F1, F2
SONO
transaction
Common Stock
Sale
- Transaction value
- $9,177,375
- Shares
- -304,717
- Change %
- -28%
- Price
- $30.12
- Shares after
- 793,822
- Date
- 03 Jan 2022
- Ownership
- Direct
- Footnotes
- F1, F3
SONO
transaction
Common Stock
Sale
- Transaction value
- $1,481,627
- Shares
- -49,366
- Change %
- -6.2%
- Price
- $30.01
- Shares after
- 744,456
- Date
- 03 Jan 2022
- Ownership
- Direct
- Footnotes
- F1, F4
SONO
transaction
Common Stock
Sale
- Transaction value
- $3,091,348
- Shares
- -102,842
- Change %
- -14%
- Price
- $30.06
- Shares after
- 641,614
- Date
- 03 Jan 2022
- Ownership
- Direct
- Footnotes
- F1, F5
SONO
transaction
Common Stock
Sale
- Transaction value
- $2,582,521
- Shares
- -85,980
- Change %
- -13%
- Price
- $30.04
- Shares after
- 555,634
- Date
- 03 Jan 2022
- Ownership
- Direct
- Footnotes
- F1, F6
SONO
transaction
Common Stock
Sale
- Transaction value
- $439,116
- Shares
- -14,628
- Change %
- -2.6%
- Price
- $30.02
- Shares after
- 541,006
- Date
- 03 Jan 2022
- Ownership
- Direct
- Footnotes
- F1, F7
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SONO
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -14,628
- Change %
- -92%
- Price
- $0.000000
- Shares after
- 1,330
- Date
- 03 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 14,628
- Exercise price
- $13.56
- Footnotes
- F1, F8
SONO
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -49,366
- Change %
- -82%
- Price
- $0.000000
- Shares after
- 10,538
- Date
- 03 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 49,366
- Exercise price
- $13.56
- Footnotes
- F1, F8
SONO
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -535,000
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 2,392
- Date
- 03 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 535,000
- Exercise price
- $13.56
- Footnotes
- F1, F8
SONO
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -105,710
- Change %
- -92%
- Price
- $0.000000
- Shares after
- 8,868
- Date
- 03 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 105,710
- Exercise price
- $11.28
- Footnotes
- F1, F8
SONO
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -115,980
- Change %
- -96%
- Price
- $0.000000
- Shares after
- 5,414
- Date
- 03 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 115,980
- Exercise price
- $5.00
- Footnotes
- F1, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Footnote F2
Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.09 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Footnote F3
Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.29 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Footnote F4
Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.28 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Footnote F5
Represents the weighted average sales price per share. The shares sold at prices ranging from $30.03 to $30.10 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Footnote F6
Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.17 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Footnote F7
Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.0881 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Footnote F8
The stock option is fully vested.