Patrick Spence - Jan 3, 2022 Form 4 Insider Report for Sonos Inc (SONO)

Role
Chief Executive Officer, Director
Signature
/s/ Robert Capilupi by power of attorney
Stock symbol
SONO
Transactions as of
Jan 3, 2022
Transactions value $
-$9,166,192
Form type
4
Date filed
1/5/2022, 03:27 PM
Previous filing
Nov 17, 2021
Next filing
Jan 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONO Common Stock Options Exercise $8.12M +599K +169.15% $13.56 953K Jan 3, 2022 Direct F1
transaction SONO Common Stock Options Exercise $580K +116K +12.17% $5.00 1.07M Jan 3, 2022 Direct F1
transaction SONO Common Stock Options Exercise $1.19M +106K +9.89% $11.28 1.17M Jan 3, 2022 Direct F1
transaction SONO Common Stock Sale -$2.29M -76.3K -6.49% $30.01 1.1M Jan 3, 2022 Direct F1, F2
transaction SONO Common Stock Sale -$9.18M -305K -27.74% $30.12 794K Jan 3, 2022 Direct F1, F3
transaction SONO Common Stock Sale -$1.48M -49.4K -6.22% $30.01 744K Jan 3, 2022 Direct F1, F4
transaction SONO Common Stock Sale -$3.09M -103K -13.81% $30.06 642K Jan 3, 2022 Direct F1, F5
transaction SONO Common Stock Sale -$2.58M -86K -13.4% $30.04 556K Jan 3, 2022 Direct F1, F6
transaction SONO Common Stock Sale -$439K -14.6K -2.63% $30.02 541K Jan 3, 2022 Direct F1, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -14.6K -91.67% $0.00 1.33K Jan 3, 2022 Common Stock 14.6K $13.56 Direct F1, F8
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -49.4K -82.41% $0.00 10.5K Jan 3, 2022 Common Stock 49.4K $13.56 Direct F1, F8
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -535K -99.55% $0.00 2.39K Jan 3, 2022 Common Stock 535K $13.56 Direct F1, F8
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -106K -92.26% $0.00 8.87K Jan 3, 2022 Common Stock 106K $11.28 Direct F1, F8
transaction SONO Employee Stock Option (right to buy) Options Exercise $0 -116K -95.54% $0.00 5.41K Jan 3, 2022 Common Stock 116K $5.00 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2 Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.09 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3 Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.29 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F4 Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.28 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F5 Represents the weighted average sales price per share. The shares sold at prices ranging from $30.03 to $30.10 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F6 Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.17 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F7 Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.0881 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F8 The stock option is fully vested.