Scott Bluestein - Aug 18, 2021 Form 4/A - Amendment Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Executive Officer
Signature
/s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein
Stock symbol
HTGC
Transactions as of
Aug 18, 2021
Transactions value $
$63,284
Form type
4/A - Amendment
Date filed
12/21/2021, 04:05 PM
Date Of Original Report
Aug 20, 2021
Previous filing
Aug 3, 2021
Next filing
Oct 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Restricted Stock Units Award $70.4K +4.14K +2.3% $16.98 185K Aug 18, 2021 Direct F1, F2
transaction HTGC Restricted Stock Units Disposed to Issuer -$15.9K -939 -0.51% $16.98 184K Aug 18, 2021 Direct F3, F4
transaction HTGC Common Stock Award $15.9K +939 +0.1% $16.98 925K Aug 18, 2021 Direct F3, F5
transaction HTGC Common Stock Tax liability -$7.08K -417 -0.05% $16.98 925K Aug 18, 2021 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Originally reported as 3,017.
F2 Originally reported as 181,110.
F3 Originally reported as 1,127.
F4 Originally reported as 179,983.
F5 Originally reported as 925,616.
F6 Originally reported as 925,199.