Tony West - Dec 16, 2021 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary.
Signature
/s/ Tammy Albarran by Power of Attorney for Tony West
Stock symbol
UBER
Transactions as of
Dec 16, 2021
Transactions value $
-$144,014
Form type
4
Date filed
12/20/2021, 04:22 PM
Previous filing
Nov 18, 2021
Next filing
Jan 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1.81K +1% 183K Dec 16, 2021 Direct F1
transaction UBER Common Stock Options Exercise +4.67K +2.56% 187K Dec 16, 2021 Direct F1
transaction UBER Common Stock Tax liability -$33.8K -896 -0.48% $37.70 186K Dec 16, 2021 Direct F2
transaction UBER Common Stock Tax liability -$87.3K -2.32K -1.24% $37.70 184K Dec 16, 2021 Direct F2
transaction UBER Common Stock Tax liability -$22.9K -608 -0.33% $37.70 184K Dec 16, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1.81K -3.57% $0.00 48.8K Dec 16, 2021 Common Stock 1.81K Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -4.67K -2.83% $0.00 161K Dec 16, 2021 Common Stock 4.67K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.
F3 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vest on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary.