Tony West - 16 Nov 2021 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Tammy Albarran by Power of Attorney for Tony West
Issuer symbol
UBER
Transactions as of
16 Nov 2021
Net transactions value
-$174,757
Form type
4
Filing time
18 Nov 2021, 19:50:32 UTC
Previous filing
03 Nov 2021
Next filing
20 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1,805 +1% 180,061 16 Nov 2021 Direct F1
transaction UBER Common Stock Options Exercise +4,670 +2.6% 184,731 16 Nov 2021 Direct F1
transaction UBER Common Stock Tax liability $27,822 -608 -0.33% $45.76 184,123 16 Nov 2021 Direct F2
transaction UBER Common Stock Tax liability $40,955 -895 -0.49% $45.76 183,228 16 Nov 2021 Direct F2
transaction UBER Common Stock Tax liability $105,980 -2,316 -1.3% $45.76 180,912 16 Nov 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1,805 -3.4% $0.000000 50,558 16 Nov 2021 Common Stock 1,805 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -4,670 -2.7% $0.000000 165,309 16 Nov 2021 Common Stock 4,670 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.
F3 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs on August 16, 2021, 1/48 of the total RSUs each month thereafter for 24 months, and 1/40 of the total RSUs each month therafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary