Randhawa Paramjeet K - Nov 1, 2021 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Paramjeet K. Randhawa
Stock symbol
HTGC
Transactions as of
Nov 1, 2021
Transactions value $
$35,616
Form type
4
Date filed
11/2/2021, 06:07 PM
Next filing
Aug 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $35.6K +1.97K $18.07 1.97K Nov 1, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. 657 shares vest on May 14, 2022, 657 shares vest on November 24, 2022 and 657 shares vest on June 12, 2023.