Randhawa Paramjeet K - 01 Nov 2021 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role: Director
Signature: /s/ /Eileen Bagarella, Attorney-in-Fact for Paramjeet K. Randhawa
Issuer symbol: HTGC
Transactions as of: 01 Nov 2021
Transactions value $: $35,616
Form type: 4
Filing time: 02 Nov 2021, 18:07:35
Next filing: 01 Aug 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HTGC	Common Stock	Award	$35.6K	+1.97K		$18.07	1.97K	01 Nov 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. 657 shares vest on May 14, 2022, 657 shares vest on November 24, 2022 and 657 shares vest on June 12, 2023.