Glen Ceremony - 16 Oct 2021 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Accounting Officer and Global Corporate Controller.
Signature
/s/ Tammy Albarran by Power of Attorney for Glen Ceremony
Issuer symbol
UBER
Transactions as of
16 Oct 2021
Net transactions value
-$403,806
Form type
4
Filing time
19 Oct 2021, 21:12:31 UTC
Previous filing
20 Sep 2021
Next filing
18 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +579 +0.49% 117,614 16 Oct 2021 Direct F1
transaction UBER Common Stock Options Exercise +650 +0.55% 118,264 16 Oct 2021 Direct F1
transaction UBER Common Stock Options Exercise +722 +0.61% 118,986 16 Oct 2021 Direct F1
transaction UBER Common Stock Tax liability $15,620 -323 -0.27% $48.36 118,663 16 Oct 2021 Direct F2
transaction UBER Common Stock Tax liability $13,928 -288 -0.24% $48.36 118,375 16 Oct 2021 Direct F2
transaction UBER Common Stock Tax liability $61,562 -1,273 -1.1% $48.36 117,102 16 Oct 2021 Direct F2
transaction UBER Common Stock Tax liability $1,644 -34 -0.03% $48.36 117,068 16 Oct 2021 Direct F2
transaction UBER Common Stock Tax liability $17,313 -358 -0.31% $48.36 116,710 16 Oct 2021 Direct F2
transaction UBER Common Stock Tax liability $293,739 -6,074 -5.2% $48.36 110,636 16 Oct 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -650 -3.3% $0.000000 18,851 16 Oct 2021 Common Stock 650 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -579 -2.4% $0.000000 23,751 16 Oct 2021 Common Stock 579 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -722 -2.3% $0.000000 30,319 16 Oct 2021 Common Stock 722 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2021.
F3 The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Accounting Officer and Global Corporate Controller.