Glen Ceremony - 16 Sep 2021 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Accounting Officer and Global Corporate Controller.
Signature
/s/ Tony West by Power of Attorney for Glen Ceremony
Issuer symbol
UBER
Transactions as of
16 Sep 2021
Net transactions value
-$153,693
Form type
4
Filing time
20 Sep 2021, 19:45:07 UTC
Previous filing
03 Sep 2021
Next filing
19 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +721 +0.62% 116,444 16 Sep 2021 Direct F1
transaction UBER Common Stock Options Exercise +580 +0.5% 117,024 16 Sep 2021 Direct F1
transaction UBER Common Stock Options Exercise +650 +0.56% 117,674 16 Sep 2021 Direct F1
transaction UBER Common Stock Options Exercise +3,250 +2.8% 120,924 16 Sep 2021 Direct F1
transaction UBER Common Stock Tax liability $14,148 -358 -0.3% $39.52 120,566 16 Sep 2021 Direct F2
transaction UBER Common Stock Tax liability $1,383 -35 -0.03% $39.52 120,531 16 Sep 2021 Direct F2
transaction UBER Common Stock Tax liability $50,309 -1,273 -1.1% $39.52 119,258 16 Sep 2021 Direct F2
transaction UBER Common Stock Tax liability $12,765 -323 -0.27% $39.52 118,935 16 Sep 2021 Direct F2
transaction UBER Common Stock Tax liability $63,706 -1,612 -1.4% $39.52 117,323 16 Sep 2021 Direct F2
transaction UBER Common Stock Tax liability $11,382 -288 -0.25% $39.52 117,035 16 Sep 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -3,250 -50% $0.000000 3,250 16 Sep 2021 Common Stock 3,250 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -721 -2.3% $0.000000 31,041 16 Sep 2021 Common Stock 721 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -580 -2.3% $0.000000 24,330 16 Sep 2021 Common Stock 580 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -650 -3.2% $0.000000 19,501 16 Sep 2021 Common Stock 650 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.
F3 The reporting person was granted 13,000 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 25% of the total RSUs on September 16, 2020 and every six months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Accounting Officer and Global Corporate Controller.