Melanie Grace - Aug 18, 2021 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
General Counsel & CCO
Signature
/s/ /Melanie Grace
Stock symbol
HTGC
Transactions as of
Aug 18, 2021
Transactions value $
$7,879
Form type
4
Date filed
8/20/2021, 04:45 PM
Previous filing
Aug 3, 2021
Next filing
Sep 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Restricted Stock Units Award $8.24K +485 +2.35% $16.98 21.1K Aug 18, 2021 Direct F1
transaction HTGC Restricted Stock Units Disposed to Issuer -$1.09K -64 -0.3% $16.98 21K Aug 18, 2021 Direct F2
transaction HTGC Common Stock Award $1.09K +64 +0.1% $16.98 66.1K Aug 18, 2021 Direct F3
transaction HTGC Common Stock Tax liability -$357 -21 -0.03% $16.98 66.1K Aug 18, 2021 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents dividend equivalent shares received on August 18, 2021.
F2 Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on August 18, 2021.
F3 Represents Hercules, Inc. common stock received from vested dividend equivalent shares on August 18, 2021.
F4 Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on August 18, 2021.