Signature
D. Condrea on behalf of N. J. LaMoreaux
Issuer symbol
IBM
Transactions as of
18 Aug 2021
Net transactions value
-$276,789
Form type
4
Filing time
19 Aug 2021, 16:23:47 UTC
Previous filing
09 Jun 2021
Next filing
03 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IBM Common Stock Options Exercise $0 +4,033 +81% $0.000000 8,986 18 Aug 2021 Direct
transaction IBM Common Stock Tax liability $276,789 -1,968 -22% $140.64 7,018 18 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IBM Rst. Stock Unit Options Exercise $0 -4,033 -50% $0.000000 4,034 18 Aug 2021 Common Stock 4,033 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
F2 Release of restricted stock units.