Nickle Jaclyn Lamoreaux - Jun 8, 2021 Form 4 Insider Report for INTERNATIONAL BUSINESS MACHINES CORP (IBM)

Role
Senior Vice President
Signature
D. Condrea on behalf of N. J. LaMoreaux
Stock symbol
IBM
Transactions as of
Jun 8, 2021
Transactions value $
-$52,355
Form type
4
Date filed
6/9/2021, 09:19 PM
Previous filing
Jun 8, 2021
Next filing
Aug 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IBM Common Stock Options Exercise $0 +250 +5.95% $0.00 4.45K Jun 8, 2021 Direct
transaction IBM Common Stock Tax liability -$12.7K -85 -1.91% $149.16 4.37K Jun 8, 2021 Direct
transaction IBM Common Stock Options Exercise $0 +273 +6.25% $0.00 4.64K Jun 8, 2021 Direct
transaction IBM Common Stock Tax liability -$13.9K -93 -2% $149.16 4.55K Jun 8, 2021 Direct
transaction IBM Common Stock Options Exercise $0 +507 +11.15% $0.00 5.06K Jun 8, 2021 Direct
transaction IBM Common Stock Tax liability -$25.8K -173 -3.42% $149.16 4.88K Jun 8, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IBM Rst. Stock Unit Award $0 +5.33K $0.00 5.33K Jun 8, 2021 Common Stock 5.33K $0.00 Direct F1
transaction IBM Rst. Stock Unit Options Exercise $0 -250 -100% $0.00* 0 Jun 8, 2021 Common Stock 250 $0.00 Direct F2, F3
transaction IBM Rst. Stock Unit Options Exercise $0 -507 -24.98% $0.00 1.52K Jun 8, 2021 Common Stock 507 $0.00 Direct F2, F3
transaction IBM Rst. Stock Unit Options Exercise $0 -273 -49.91% $0.00 274 Jun 8, 2021 Common Stock 273 $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,332 of these units on June 8, 2022, 1,332 of these units on June 8, 2023, 1,332 of these units on June 8, 2024, and 1,334 of these units on June 8, 2025.
F2 These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
F3 Release of restricted stock units.