Michael Descheneaux - 09 Aug 2021 Form 4 Insider Report for SVB FINANCIAL GROUP

Role
President, Silicon Valley Bank
Signature
/s/Desiree Combs, Attorney-in-Fact for Michael Descheneaux
Issuer symbol
N/A
Transactions as of
09 Aug 2021
Net transactions value
-$969,359
Form type
4
Filing time
11 Aug 2021, 11:04:05 UTC
Previous filing
16 Jun 2021
Next filing
12 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Award $21,071 +64 +0.36% $329.24 17,732 30 Jun 2021 Direct F1
transaction SIVB Common Stock Options Exercise $178,390 +1,000 +5.6% $178.39 18,732 09 Aug 2021 Direct F2
transaction SIVB Common Stock Sale $584,410 -1,000 -5.3% $584.41* 17,732 09 Aug 2021 Direct F2
transaction SIVB Common Stock Sale $584,410 -1,000 -5.6% $584.41* 16,732 09 Aug 2021 Direct F2
holding SIVB Common Stock 339 09 Aug 2021 By 401(k)/ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -1,000 -22% $0.000000 3,633 09 Aug 2021 Common Stock 1,000 $178.39 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective May 7, 2021.
F3 The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2021.
F4 25%/4yr beginning on 02-May-2017.