Michael Descheneaux - 14 Jun 2021 Form 4 Insider Report for SVB FINANCIAL GROUP

Signature
/s/Desiree Combs, Attorney-in-Fact for Michael Descheneaux
Issuer symbol
N/A
Transactions as of
14 Jun 2021
Net transactions value
-$1,951,636
Form type
4
Filing time
16 Jun 2021, 20:09:54 UTC
Next filing
11 Aug 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIVB Common Stock Options Exercise $105,180 +1,000 +5.1% $105.18 20,680 14 Jun 2021 Direct
transaction SIVB Common Stock Options Exercise $178,390 +1,000 +4.8% $178.39 21,680 14 Jun 2021 Direct
transaction SIVB Common Stock Sale $2,235,206 -4,012 -19% $557.13* 17,668 14 Jun 2021 Direct
holding SIVB Common Stock 340 14 Jun 2021 By 401(k)/ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIVB Stock Option Options Exercise $0 -1,000 -100% $0.000000* 0 14 Jun 2021 Common Stock 1,000 $105.18 Direct F1
transaction SIVB Stock Option Options Exercise $0 -1,000 -18% $0.000000 4,633 14 Jun 2021 Common Stock 1,000 $178.39 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25%/4yr beginning on 02-May-2016.
F2 25%/4yr beginning on 02-May-2017.

Remarks:

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective May 7, 2021.