Bradford C. Koenig - 02 Aug 2021 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Melanie Grace, Attorney-in-Fact for Bradford C. Koenig
Issuer symbol
HTGC
Transactions as of
02 Aug 2021
Net transactions value
+$69,987
Form type
4
Filing time
02 Aug 2021, 17:45:00 UTC
Previous filing
28 Jun 2021
Next filing
19 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $69,987 +4,013 +17% $17.44 27,819 02 Aug 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.