Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | CLNN | Warrants (Right to buy) | Dec 30, 2020 | Common Stock | 15K | $0.01 | By LP | F1, F2 | ||||||
holding | CLNN | Warrants (Right to buy) | Dec 30, 2020 | Common Stock | 10K | $0.01 | By Trust | F3, F4 |
Id | Content |
---|---|
F1 | This Form 3 amendment is being filed to report 15,000 warrants owned by Kensington Investments, L.P. acquired in a private placement on December 30, 2020, which warrants were inadvertently omitted from the original Form 3 filed on January 8, 2021. |
F2 | The warrants are owned by the Kensington Investments, L.P. Ms. Mosca is the chief executive officer of Kensington Investments, L.P. The warrants owned by the Kensington Investments, L.P. may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca disclaims all warrants owned by Kensington Investments, L.P. , for which she does not have a pecuniary or profits interest. |
F3 | This Form 3 amendment is being filed to report 10,000 warrants owned by the Robert C. Gay 1998 Family Trust acquired in a private placement on December 30, 2020, which warrants were inadvertently omitted from the original Form 3 filed on January 8, 2021. |
F4 | The warrants are owned by the Robert C. Gay 1998 Family Trust. Ms. Mosca is the trustee of the Robert C. Gay 1998 Family Trust. The warrants owned by the Robert C. Gay 1998 Family Trust may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca has no pecuniary or profits interest in the warrants held by the Robert C. Gay 1998 Family Trust. |