Alison Mosca - May 18, 2021 Form 4/A - Amendment Insider Report for Clene Inc. (CLNN)

Role
Director
Signature
/s/ Jerry Miraglia POA
Stock symbol
CLNN
Transactions as of
May 18, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
5/25/2021, 02:54 PM
Date Of Original Report
May 18, 2021
Previous filing
Jul 21, 2021
Next filing
May 24, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLNN Stock Options (Right to buy) Award $0 +2.48K $0.00 2.48K May 18, 2021 Common Stock 2.48K $9.10 Direct F1, F2
transaction CLNN Stock Options (Right to buy) Award $0 +30K $0.00 30K May 18, 2021 Common Stock 30K $9.10 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 amendment is being filed to correct a Form 4 filed on May 18, 2021. The corrected exercise price is $9.10 and the corrected number of options granted is 2,479.
F2 This option was granted on May18, 2021 as an option for 2,479 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $9.10 per share. The options vest immediately upon grant.
F3 This Form 4 amendment is being filed to correct a Form 4 filed on May 18, 2021 to reflect a correction in the exercise price related to the grant of an option for 30,000 shares of common stock of Clene Inc.
F4 This option was granted on May18, 2021 as an option for 30,000 shares of Common Stock under the Clene Inc. 2020 Stock Plan at an exercise price of $9.10 per share. The options vest in 12 equal installments of Common Stock on the 18th day of each calendar month, beginning June 18, 2021, until such shares are fully vested.