Glen Ceremony - Jul 16, 2021 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Accounting Officer and Global Corporate Controller.
Signature
/s/ Keir Gumbs by Power of Attorney for Glen Ceremony
Stock symbol
UBER
Transactions as of
Jul 16, 2021
Transactions value $
-$138,247
Form type
4
Date filed
7/20/2021, 04:54 PM
Previous filing
Jun 21, 2021
Next filing
Aug 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2.17K +1.87% 118K Jul 16, 2021 Direct F1
transaction UBER Common Stock Options Exercise +650 +0.55% 118K Jul 16, 2021 Direct F1
transaction UBER Common Stock Options Exercise +579 +0.49% 119K Jul 16, 2021 Direct F1
transaction UBER Common Stock Tax liability -$14.9K -323 -0.27% $46.19 119K Jul 16, 2021 Direct F2
transaction UBER Common Stock Tax liability -$13.3K -288 -0.24% $46.19 118K Jul 16, 2021 Direct F2
transaction UBER Common Stock Tax liability -$49.6K -1.07K -0.91% $46.19 117K Jul 16, 2021 Direct F2
transaction UBER Common Stock Tax liability -$58.8K -1.27K -1.08% $46.19 116K Jul 16, 2021 Direct F2
transaction UBER Common Stock Tax liability -$1.62K -35 -0.03% $46.19 116K Jul 16, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2.17K -6.25% $0.00 32.5K Jul 16, 2021 Common Stock 2.17K Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -579 -2.22% $0.00 25.5K Jul 16, 2021 Common Stock 579 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -650 -3.03% $0.00 20.8K Jul 16, 2021 Common Stock 650 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2021.
F3 The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Accounting Officer and Global Corporate Controller.