Glen Ceremony - 16 Jun 2021 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Accounting Officer and Global Corporate Controller.
Signature
/s/ Keir Gumbs by Power of Attorney for Glen Ceremony
Issuer symbol
UBER
Transactions as of
16 Jun 2021
Net transactions value
-$93,771
Form type
4
Filing time
21 Jun 2021, 20:13:46 UTC
Previous filing
18 May 2021
Next filing
20 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +579 +0.5% 116,415 16 Jun 2021 Direct F1
transaction UBER Common Stock Options Exercise +650 +0.56% 117,065 16 Jun 2021 Direct F1
transaction UBER Common Stock Tax liability $1,662 -34 -0.03% $48.89 117,031 16 Jun 2021 Direct F2
transaction UBER Common Stock Tax liability $14,080 -288 -0.25% $48.89 116,743 16 Jun 2021 Direct F2
transaction UBER Common Stock Tax liability $15,791 -323 -0.28% $48.89 116,420 16 Jun 2021 Direct F2
transaction UBER Common Stock Tax liability $62,237 -1,273 -1.1% $48.89 115,646 16 Jun 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -650 -2.9% $0.000000 21,451 16 Jun 2021 Common Stock 650 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -579 -2.2% $0.000000 26,068 16 Jun 2021 Common Stock 579 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on June 21, 2021.
F3 Includes 499 shares acquired under Uber's stock purchase plan on May 20, 2021.
F4 The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Accounting Officer and Global Corporate Controller.